” This action is only one of many regulatory actions that our firm has tracked concerning LPL and its brokers including the following: LPL Financial Broker Reniero Francisco Accused of Misappropriating Millions in Client Funds LPL Financial Fined by FINRA for Failing to Supervise Sales of Alternative Investments Former LPL Financial Broker Brian Brunhaver Accused of Fraud in the Sale of Non-Traded REITs Former LPL Financial Broker Donald Dahn Sanctioned Over Private Loans to Customers FINRA… [read post]